Air-Cooled Unitary Air Conditioners and Heat Pumps
As defined in the Code of Federal Regulations (CFR), small, large, and very large commercial package air conditioners and heat pumps are air-cooled, water-cooled, evaporatively-cooled, or water source unitary air conditioners and heat pumps that are used for space conditioning of commercial and industrial buildings. 10 CFR 431.92. Manufacturers have been required to comply with the U.S. Department of Energy (DOE) energy conservation standards for small, large, and very large commercial package air conditioners and heat pumps since 1992.
Current Standard | Current Test Procedure |
Ongoing Rulemaking for Standards | Ongoing Rulemaking for Test Procedure |
Helpful Links
Recent and Ongoing Activities
DOE has published a Federal Register notice announcing public meetings and webinars for the Commercial Unitary Air Conditioner and Commercial Unitary Heat Pump (CUAC and CUHP) working group.
- Wednesday, April 12th, 2023 from 10:00 a.m. to 5:00 p.m. at National Renewable Energy Laboratory, 901 D Street SW, Suite 930, Washington DC, 20024.
- Thursday, April 13th, 2023 from 9:00 a.m. to 3:00 p.m. at National Renewable Energy Laboratory, 901 D Street SW, Suite 930, Washington DC, 20024.
- Wednesday, April 26th, 2023 from 10:00 a.m. to 5:00 p.m. at National Renewable Energy Laboratory, 901 D Street SW, Suite 930, Washington DC, 20024.
- Thursday, April 27th, 2023 from 9:00 a.m. to 3:00 p.m. at National Renewable Energy Laboratory, 901 D Street SW, Suite 930, Washington DC, 20024.
- To attend the meetings in person and/or to make oral statements regarding any of the items on the agenda, email asrac@ee.doe.gov. In the email, please indicate your name, organization (if appropriate), citizenship, and contact information.
- To register for the webinars please visit the Working Group webpage here.
- Foreign Nationals attending in-person or participating via webinar are subject to advance security screening procedures. Please email Regina.Washington@ee.doe.gov to complete the necessary documentation at least two weeks prior to scheduled meeting date.
- Additional webinar registration information, participant instructions, and information about the capabilities available to webinar participants will be published on DOE’s website: https://energy.gov/eere/buildings/public-meetings-and-comment-deadlines
DOE has issued a pre-publication Federal Register final rule pertaining to energy conservation standards for air cooled, three-phase, small commercial air conditioners and heat pumps with a cooling capacity of less than 65,000 British thermal units per hour (Btu/h) and air-cooled, three-phase, variable refrigerant flow air conditioners and heat pumps with a cooling capacity of less than 65,000 Btu/h. The Energy Policy and Conservation Act (EPCA) requires DOE to consider the need for amended standards each time the relevant industry standard is amended with respect to the standard levels or design requirements applicable to that equipment, or periodically under a six-year-lookback review provision. In this final rule, DOE is adopting amended standards for air cooled, three-phase, small commercial air conditioners and heat pumps with a cooling capacity of less than 65,000 Btu/h and air-cooled, three-phase, variable refrigerant flow air conditioners and heat pumps with a cooling capacity of less than 65,000 Btu/h that rely on new efficiency metrics and align with amended efficiency levels in the industry standard. For the relevant equipment classes, DOE has determined that it lacks clear and convincing evidence required by the statute to adopt standards more stringent than the levels specified in the industry standard.
- The text of this rule is subject to correction based on the identification of errors as defined in 10 CFR 430.5 before publication in the Federal Register. Readers are requested to notify DOE by email at ErrorCorrectionInfo@EE.DOE.Gov of any typographical or other errors, as described in such regulations, by no later than midnight on May 5, 2023, in order that DOE may make any necessary corrections in the regulatory text submitted to the Office of the Federal Register for publication
- The effective date of this rule is 60 days after the final rule has published in the Federal Register. DOE will send a follow-up e-mail once the notice publishes to announce the effective date.
- Compliance with the amended standards established for air cooled, three-phase, small commercial air conditioners and heat pumps with a cooling capacity of less than 65,000 Btu/h and air-cooled, three-phase, variable refrigerant flow air conditioners and heat pumps with a cooling capacity of less than 65,000 Btu/h in this final rule is required on and after January 1, 2025.
DOE has published a Federal Register notice announcing public meetings to begin negotiations in an attempt to reach consensus on energy conservation standards for the Commercial Unitary Air Conditioner and Commercial Unitary Heat Pump (CUAC and CUHP) working group. The Federal Advisory Committee Act (FACA) requires that agencies publish notice of an advisory committee meeting in the Federal Register.
On August 2, 2022 DOE published a notice of intent to establish a working group for Commercial Unitary Air Conditioner and Commercial Unitary Heat Pumps to negotiate a notice of proposed rulemaking for test procedures and energy conservation standards. Information regarding the CUAC and CUHP working group is located on the working group webpage.
For the latest information on the planned timing of future DOE regulatory milestones, see the current Office of Management and Budget Unified Agenda of Regulatory and Deregulatory Actions. All planned dates are preliminary and subject to change.
Standards
Final Rule |
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Request for Information |
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Notice of Proposed Rulemaking |
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Notification of Data Availability
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- Federal Register, 85FR60642 (September 25, 2021)
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Request for Information; Reopening of the Public Comment Period
Request for information; Air-Cooled Commercial Package Air Conditioning and Heating Equipment and Commercial Warm Air Furnaces
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DOE undertook a rulemaking process that concluded with a direct final rule in January 2016. The small, large, and very large air-cooled commercial package air conditioners and heat pumps energy conservation standard rulemaking docket EERE-2013-BT-STD-0007 contains all notices, public comments, public meeting transcripts, and supporting documents pertaining to this rulemaking.
Public Meeting Information:
There is no public meeting scheduled at this time.
Submitting Public Comments
Test Procedure
Final Rule |
- Federal Register, 87FR77298 (December 16, 2022)
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Request for Information |
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Notice of Proposed Rulemaking
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- Federal Register, 86FR70316 (December 9, 2021).
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Request for Information
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DOE undertook a rulemaking process pertaining to test procedures that concluded with a final rule in December 2015. The small, large, and very large commercial package air conditioners and heat pumps test procedure rulemaking docket EERE-2015-BT-TP-0015 contains all notices, public comments, public meeting transcripts, and supporting documents pertaining to this rulemaking.
Public Meeting Information
There is no public meeting scheduled at this time.
Submitting Public Comments
Current Standard
Air-cooled unitary air-conditioners and heat pumps manufactured and distributed in commerce, as defined by 42 U.S.C. 6291(16), must meet the energy conservation standards specified in the Code of Federal Regulations at 10 CFR 431.97.
To determine that air-cooled unitary air-conditioners and heat pumps that are currently manufactured or distributed into commerce are in compliance with DOE standards, manufacturers must follow the test procedure methods specified at 10 CFR 431.96.
Helpful Links
Compliance
DOE has established regulations on certification, compliance, and enforcement in the CFR at 10 CFR Part 429. These regulations cover statistical sampling plans, certified ratings, certification reports, record retention, and enforcement. More information on these regulations is available here.
Waivers
For information on current test procedure waivers, see DOE’s Waivers webpage.
For information about obtaining test procedure waivers, see 10 CFR part 431, subpart V.
Exceptions
DOE's Office of Hearings and Appeals has not authorized exception relief for air-cooled unitary air-conditioners and heat pumps.
For information about obtaining exception relief, see 10 CFR part 1003.
Guidance and Frequently Asked Questions
For information on further guidance and answers to Frequently Asked Questions on all covered products, see DOE’s Further Guidance database.
State Exemptions to Federal Pre-emption
DOE has not exempted any state from this energy conservation standard. States may petition DOE to exempt a state regulation from preemption by the Federal energy conservation standard. States may also petition DOE to withdraw such exemptions. For details, see 10 CFR part 431, subpart W.
For more information related to this product, please email:
ApplianceStandardsQuestions@ee.doe.gov
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